USA | Financial services
FINRA (US)
The Financial Industry Regulatory Authority (FINRA) is an independent regulatory body. It is responsible for regulating broker-dealers, capital acquisition brokers, and funding portals in the United States.
Google Cloud’s contracts for financial institutions in the United States address FINRA’s requirements. We have also created mappings for both Google Cloud services and Google Workspace to help you understand how we can support you with meeting the FINRA requirements and assess us as an outsourced service provider. Google Cloud is committed to addressing these requirements regardless of how financial institutions choose to use our services.
FINRA Compliance Offerings
Learn more about the key laws, regulations, and
guidelines prescribed by FINRA.
Learn more about the Regulatory Notice 21-29 and
how Google Cloud can help support your FINRA cloud
compliance efforts. The Regulatory Notice 21-29 addresses how member
firms should establish and maintain a supervisory
system over its third-party vendors who perform core
business functions for the member firm.
The Regulatory Notice 21-29 provides specific
guidance on: due diligence, vendor onboarding, and
supervision of the third-party vendor.
